Varieties of Series Exams for financial certifications
- Posted on November 21, 2019
- Financial Terms
- By admin admin
The Series exams are a group of exams run by the Financial Industry Regulatory Authority (FINRA). Different exams are required / desirable for different financial roles, i.e:
- Series 55 - Equity Trading
- Series 56 - Prop Trading
- Series 79 - Investment Banking
- Series 86 - Equity Research
Most exams including those listed above require sponsorship from a company. The ones which do not require sponsorship are:
- Series 3 - National Commodity Futures
- Series 30 - Branch Office Futures Manager
- Series 31 - Futures Manage Funds
- Series 63 - Uniform Securities Agent State Law
- Series 65 - Uniform Registered Investment Adviser Law
Be the first to comment!
You must login to comment